Form 4/A for INGN Inogen Inc
Accepted 2021-12-03 00:00:00 ET · period of report 2020-12-15 · accession 0001209191-21-067949 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-12-03 | 2020-12-15 | INGN | Bauerlein Alison | EVP, CFO, Fin | S - Sale+OE | $40.16 | -8,702 | 34.8K | -20% | -$349.5K |
| DA | 2021-12-03 | 2020-12-15 | INGN | Bauerlein Alison | EVP, CFO, Fin | M - OptEx | $16.62 | +8,702 | 41.2K | +27% | +$144.6K |
| DA | 2021-12-03 | 2020-12-15 | INGN | Bauerlein Alison | EVP, CFO, Fin | M - OptEx | $0.00 | -8,702 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-12-15 | S | D | 4,449 | $39.44 | 36,723 | D | — | — | (F3) Represents the weighted average share price of an aggregate total of 4,449 shares sold in the price range of $39.01 to $39.92 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F4) Originally filed Form 4 reported 6,568. |
| 2 | Common | Common Stock | 2020-12-15 | S | D | 2,349 | $41.33 | 32,470 | D | — | — | (F7) Represents the weighted average share price of an aggregate total of 2,349 shares sold in the price range of $41.00 to $41.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F8) Originally filed Form 4 reported 2,315. |
| 3 | Common | Common Stock | 2020-12-15 | S | D | 1,904 | $40.42 | 34,819 | D | — | — | (F5) Represents the weighted average share price of an aggregate total of 1,904 shares sold in the price range of $40.18 to $40.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. (F6) Originally filed Form 4 reported 4,664. |
| 4 | Common | Common Stock | 2020-12-15 | M | A | 8,702 | $16.62 | 41,172 | D | — | — | (F1) Originally filed Form 4 reported 11,017. |
| 5 | Derivative | Stock Option (Right to Buy) | 2020-12-15 | M | D | 8,702 | $0.00 | 0 | D | $16.62 · — to 2021-03-31 | 8,702 Common Stock | (F9) Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is April 1, 2014. This option was fully vested as of April 1, 2018. |