Form 4 for CB Chubb Limited
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001209191-21-068286 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-07 | 2021-12-03 | CB | Keogh John W | Pres, COO | S - Sale+OE | $181.23 | -28.5K | 212.4K | -12% | -$5.16M |
| D | 2021-12-07 | 2021-12-03 | CB | Keogh John W | Pres, COO | G - Gift | $0.00 | -1,700 | 211.3K | -0.8% | $0 |
| DM | 2021-12-07 | 2021-12-03 | CB | Keogh John W | Pres, COO | F - Tax | $180.85 | -552 | 213.2K | -0.3% | -$99.8K |
| DM | 2021-12-07 | 2021-12-03 | CB | Keogh John W | Pres, COO | M - OptEx | $85.39 | +29.7K | 240.9K | +14% | +$2.53M |
| DM | 2021-12-07 | 2021-12-03 | CB | Keogh John W | Pres, COO | M - OptEx | $0.00 | -29.7K | 257.2K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-12-03 | S | D | 28,494 | $181.23 | 212,370 | D | — | — | (F1) The Common Shares reported herein as being sold were sold at a range of between $180.925 and $181.44 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. |
| 2 | Common | Common Shares | 2021-12-03 | G | D | 1,700 | $0.00 | 211,289 | D | — | — | |
| 3 | Common | Common Shares | 2021-12-03 | F | D | 225 | $180.73 | 212,989 | D | — | — | (F2) Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. (F3) The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. |
| 4 | Common | Common Shares | 2021-12-03 | F | D | 327 | $180.93 | 213,214 | D | — | — | (F2) Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. (F3) The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes. |
| 5 | Common | Common Shares | 2021-12-03 | M | A | 1,171 | $85.39 | 213,541 | D | — | — | |
| 6 | Common | Common Shares | 2021-12-03 | M | A | 28,494 | $85.39 | 240,864 | D | — | — | |
| 7 | Derivative | Options to Acquire Common Shares | 2021-12-03 | M | D | 28,494 | $0.00 | 258,400 | D | $85.39 · — to 2023-02-28 | 28,494 Common Shares | (F5) Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. (F4) Options vested as follows: 1/3 on February 28, 2014, 1/3 on February 28, 2015 and 1/3 on February 28, 2016. |
| 8 | Derivative | Options to Acquire Common Shares | 2021-12-03 | M | D | 1,171 | $0.00 | 257,229 | D | $85.39 · — to 2023-02-28 | 1,171 Common Shares | (F5) Total includes options from other tranches with different exercise prices, vesting dates and expiration dates. (F4) Options vested as follows: 1/3 on February 28, 2014, 1/3 on February 28, 2015 and 1/3 on February 28, 2016. |