Form 4 for ICE Intercontinental Exchange

Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001209191-21-068322 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-12-07	2021-12-03	ICE	Martin Lynn C	Pres, Fixed Income, Data	A - Grant	$0.00	+3,840	36.2K	+12%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-12-03	A	A	3,840	$0.00	36,229	D	—	—	(F1) Represents shares of restricted stock issued to the filing person on December 3, 2021. This award of restricted stock vests over three years (1/3 on each anniversary of the award date). (F2) The common stock number referred in Table I is an aggregate number and represents 20,114 shares of common stock, 3,840 unvested restricted stock units ("RSUs"), and 12,275 unvested performance based restricted stock units ("PSU's"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.