Form 4 for COMP Compass, Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001209191-21-068413 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-07 | 2021-12-03 | COMP | Mehta Anand | CHRO | F - Tax | $9.23 | -3,324 | 60.6K | -5% | -$30.7K |
| D | 2021-12-07 | 2021-12-03 | COMP | Mehta Anand | CHRO | M - OptEx | — | +7,170 | 63.9K | +13% | — |
| DM | 2021-12-07 | 2021-12-03 | COMP | Mehta Anand | CHRO | M - OptEx | $0.00 | -7,170 | 30.0K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-03 | F | D | 3,324 | $9.23 | 60,576 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-03 | M | A | 7,170 | — | 63,900 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-12-03 | M | D | 4,320 | $0.00 | 190,140 | D | — · — to — | 4,320 Class A Common Stock | (F4) The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2021-12-03 | M | D | 1,350 | $0.00 | 10,800 | D | — · — to — | 1,350 Class A Common Stock | (F5) The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2021-12-03 | M | D | 1,500 | $0.00 | 30,017 | D | — · — to — | 1,500 Class A Common Stock | (F6) The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |