Form 4 for COMP Compass, Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001209191-21-068422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-07 | 2021-12-03 | COMP | Sirosh Joseph | CTO | M - OptEx | — | +9,490 | 475.7K | +2% | — |
| D | 2021-12-07 | 2021-12-03 | COMP | Sirosh Joseph | CTO | F - Tax | $9.23 | -4,357 | 471.4K | -0.9% | -$40.2K |
| D | 2021-12-07 | 2021-12-03 | COMP | Sirosh Joseph | CTO | M - OptEx | $0.00 | -9,490 | 123.3K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-03 | M | A | 9,490 | — | 475,745 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2021-12-03 | F | D | 4,357 | $9.23 | 471,388 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-12-03 | M | D | 9,490 | $0.00 | 123,330 | D | — · — to — | 9,490 Class A Common Stock | (F4) The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |