Form 4 for PAY Paymentus Holdings, Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001209191-21-068432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-07 | 2021-12-03+ | PAY | Trainor Gary | Dir | C - Cnv Deriv | $0.00 | +14.7K | 7,250 | New | $0 |
| DMI | 2021-12-07 | 2021-12-03+ | PAY | Trainor Gary | Dir | S - Sale | $27.61 | -14.7K | 0 | -100% | -$405.9K |
| DMI | 2021-12-07 | 2021-12-03+ | PAY | Trainor Gary | Dir | C - Cnv Deriv | $0.00 | -14.7K | 0 | -100% | $0 |
| DMI | 2021-12-07 | 2021-12-03+ | PAY | Trainor Gary | Dir | M - OptEx | $0.00 | 0 | 7,350 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-06 | C | A | 1,908 | $0.00 | 1,908 | I See Explanation of Responses | — | — | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 2 | Common | Class A Common Stock | 2021-12-06 | S | D | 5,442 | $27.96 | 0 | I See Explanation of Responses | — | — | (F5) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.53 to $28.44, inclusive. The reporting person undertakes to provide to Paymentus Holdings, Inc., any security holder of Paymentus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 3 | Common | Class A Common Stock | 2021-12-06 | C | A | 5,442 | $0.00 | 5,442 | I See Explanation of Responses | — | — | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 4 | Common | Class A Common Stock | 2021-12-03 | S | D | 100 | $27.63 | 0 | I See Explanation of Responses | — | — | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 5 | Common | Class A Common Stock | 2021-12-03 | C | A | 100 | $0.00 | 100 | I See Explanation of Responses | — | — | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 6 | Common | Class A Common Stock | 2021-12-03 | S | D | 7,250 | $27.00 | 0 | I See Explanation of Responses | — | — | (F4) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $26.625 to $27.61, inclusive. The reporting person undertakes to provide to Paymentus Holdings, Inc., any security holder of Paymentus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 7 | Common | Class A Common Stock | 2021-12-06 | S | D | 1,908 | $28.92 | 0 | I See Explanation of Responses | — | — | (F6) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.53 to $29.43, inclusive. The reporting person undertakes to provide to Paymentus Holdings, Inc., any security holder of Paymentus Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 8 | Common | Class A Common Stock | 2021-12-03 | C | A | 7,250 | $0.00 | 7,250 | I See Explanation of Responses | — | — | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. |
| 9 | Derivative | Class B Common Stock | 2021-12-06 | C | D | 7,350 | $0.00 | 0 | I See Explanation of Responses | — · — to — | 7,350 Class A Common Stock | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. (F8) Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date. |
| 10 | Derivative | Class B Common Stock | 2021-12-06 | M | A | 7,350 | $0.00 | 7,350 | I See Explanation of Responses | — · — to — | 7,350 Class A Common Stock | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. (F8) Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date. |
| 11 | Derivative | Stock Option (Right to Buy) | 2021-12-06 | M | D | 7,350 | $0.00 | 1,433,615 | I See Explanation of Responses | $0.03 · — to 2022-10-10 | 7,350 Class B Common Stock | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. (F7) The shares subject to the option are fully vested and exercisable. |
| 12 | Derivative | Class B Common Stock | 2021-12-03 | C | D | 7,350 | $0.00 | 0 | I See Explanation of Responses | — · — to — | 7,350 Class A Common Stock | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. (F8) Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date. |
| 13 | Derivative | Stock Option (Right to Buy) | 2021-12-03 | M | D | 7,350 | $0.00 | 1,440,965 | I See Explanation of Responses | $0.03 · — to 2022-10-10 | 7,350 Class B Common Stock | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. (F7) The shares subject to the option are fully vested and exercisable. |
| 14 | Derivative | Class B Common Stock | 2021-12-03 | M | A | 7,350 | $0.00 | 7,350 | I See Explanation of Responses | — · — to — | 7,350 Class A Common Stock | (F2) Represents shares held directly by TF Investment Holdings LLC. Gary Trainor is the sole manager of TF Investment Holdings LLC and has sole voting and dispositive power with respect to the shares held by TF Investment Holdings LLC. (F8) Class B Common Stock is convertible at any time, at the holder's election and automatically in connection with certain transfers and upon certain other events, into an equal number of shares of Class A Common Stock and has no expiration date. |