Form 4 for BX Blackstone Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0001209191-21-068465 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-07 | 2021-12-07 | BX | JAMES HAMILTON E | Executive Vice COB, Dir | S - Sale | $134.45 | -5.92M | 1.51M | -80% | -$796.01M |
| DM | 2021-12-07 | 2021-12-07 | BX | JAMES HAMILTON E | Executive Vice COB, Dir | S - Sale | $134.45 | -3.07M | 1.27M | -71% | -$413.35M |
| DMI | 2021-12-07 | 2021-12-03 | BX | JAMES HAMILTON E | Executive Vice COB, Dir | C - Cnv Deriv | $0.00 | +5.90M | 3.65M | New | $0 |
| D | 2021-12-07 | 2021-12-03 | BX | JAMES HAMILTON E | Executive Vice COB, Dir | C - Cnv Deriv | $0.00 | +3.07M | 3.07M | New | $0 |
| D | 2021-12-07 | 2021-12-03 | BX | JAMES HAMILTON E | Executive Vice COB, Dir | C - Cnv Deriv | — | -3.07M | 14.65M | -17% | — |
| DMI | 2021-12-07 | 2021-12-03 | BX | JAMES HAMILTON E | Executive Vice COB, Dir | C - Cnv Deriv | — | -5.90M | 857.2K | -87% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-07 | S | D | 930,246 | $134.45 | 0 | I | — | — | (F3) Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above. |
| 2 | Common | Common Stock | 2021-12-07 | S | D | 8,474 | $134.45 | 0 | I | — | — | (F3) Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above. |
| 3 | Common | Common Stock | 2021-12-07 | S | D | 12,023 | $134.45 | 8,474 | I | — | — | (F2) Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share. |
| 4 | Common | Common Stock | 2021-12-07 | S | D | 1,271,068 | $134.45 | 0 | D See footnote | — | — | (F3) Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above. (F5) These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units. |
| 5 | Common | Common Stock | 2021-12-07 | S | D | 1,319,754 | $134.45 | 930,246 | I See footnote | — | — | (F2) Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share. (F8) These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children. |
| 6 | Common | Common Stock | 2021-12-03 | C | A | 2,250,000 | $0.00 | 2,250,000 | I See footnote | — | — | (F8) These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children. |
| 7 | Common | Common Stock | 2021-12-07 | S | D | 1,509,066 | $134.45 | 0 | I See footnote | — | — | (F3) Represents a repurchase of shares of common stock by the Issuer from the Reporting Person and certain trusts and limited liability company for the benefit of the Reporting Person's family for a price of $134.45 per share, the same price at which such sellers sold shares in the block trade referenced in footnote 2 above. (F7) These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee. |
| 8 | Common | Common Stock | 2021-12-07 | S | D | 2,140,934 | $134.45 | 1,509,066 | I See footnote | — | — | (F2) Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share. (F7) These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee. |
| 9 | Common | Common Stock | 2021-12-03 | C | A | 3,650,000 | $0.00 | 3,650,000 | I See footnote | — | — | (F7) These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee. |
| 10 | Common | Common Stock | 2021-12-03 | C | A | 3,074,349 | $0.00 | 3,074,349 | D See footnote | — | — | (F5) These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units. |
| 11 | Common | Common Stock | 2021-12-07 | S | D | 1,803,281 | $134.45 | 1,271,068 | D See footnote | — | — | (F2) Represents a sale of common stock pursuant to a block trade at a price of $134.45 per share. (F5) These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units. |
| 12 | Derivative | Blackstone Holdings partnership units | 2021-12-03 | C | D | 3,074,349 | — | 14,648,744 | D See footnote | — · — to — | 3,074,349 Common Stock | (F9) A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. (F5) These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units. |
| 13 | Derivative | Blackstone Holdings partnership units | 2021-12-03 | C | D | 2,250,000 | — | 550,000 | I | — · — to — | 2,250,000 Common Stock | (F9) A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. |
| 14 | Derivative | Blackstone Holdings partnership units | 2021-12-03 | C | D | 3,650,000 | — | 857,207 | I See footnote | — · — to — | 3,650,000 Common Stock | (F9) A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. (F7) These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee. |