Form 4 for QS QuantumScape Corp
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001209191-21-068607 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-08 | 2021-12-06 | QS | Holme Timothy | CTO | S - Sale | $24.54 | -300.0K | 31.8K | -90% | -$7.36M |
| D | 2021-12-08 | 2021-12-07 | QS | Holme Timothy | CTO | C - Cnv Deriv | — | +299.0K | 562.7K | +113% | — |
| D | 2021-12-08 | 2021-12-07 | QS | Holme Timothy | CTO | C - Cnv Deriv | $0.00 | -299.0K | 11.69M | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-06 | S | D | 55,568 | $23.70 | 256,091 | I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.08 to $24.07, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F3) The Reporting Person transferred 311,659 shares of Class A Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly. |
| 2 | Common | Class A Common Stock | 2021-12-07 | C | A | 298,989 | — | 562,668 | D | — | — | (F7) The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On December 7, 2021, the Reporting Person directed the conversion of 298,989 shares of Class B Common Stock into Class A Common Stock. (F6) Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. |
| 3 | Common | Class A Common Stock | 2021-12-06 | S | D | 20,189 | $25.12 | 11,659 | I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees | — | — | (F5) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.08 to $25.175, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 4 | Common | Class A Common Stock | 2021-12-06 | S | D | 224,243 | $24.70 | 31,848 | I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.08 to $25.075, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 5 | Derivative | Class B Common Stock | 2021-12-07 | C | D | 298,989 | $0.00 | 11,686,003 | D | — · — to — | 298,989 Class A Common Stock | (F7) The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On December 7, 2021, the Reporting Person directed the conversion of 298,989 shares of Class B Common Stock into Class A Common Stock. |