Form 4 for VRSK Verisk Analytics
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001209191-21-068617 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-08 | 2021-12-06+ | VRSK | Stephenson Scott G | CEO, Pres, Dir | M - OptEx | $61.14 | +131.1K | 747.3K | +21% | +$8.02M |
| DMI | 2021-12-08 | 2021-12-06+ | VRSK | Stephenson Scott G | CEO, Pres, Dir | S - Sale+OE | $224.03 | -123.6K | 690.0K | -15% | -$27.69M |
| DMI | 2021-12-08 | 2021-12-06+ | VRSK | Stephenson Scott G | CEO, Pres, Dir | M - OptEx | $0.00 | -131.1K | 57.9K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | M | A | 15,275 | $61.14 | 697,151 | I By Trust | — | — | (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 2 | Common | Common Stock | 2021-12-06 | S | D | 7,665 | $221.55 | 689,486 | I By Trust | — | — | (F2) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $220.98 to $221.65 inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (1). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 3 | Common | Common Stock | 2021-12-06 | S | D | 75 | $222.33 | 689,411 | I By Trust | — | — | (F3) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 4 | Common | Common Stock | 2021-12-06 | M | A | 57,920 | $61.14 | 747,331 | I By Trust | — | — | (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 5 | Common | Common Stock | 2021-12-06 | S | D | 28,126 | $221.76 | 719,205 | I By Trust | — | — | (F4) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $221.15 to $222.14, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 6 | Common | Common Stock | 2021-12-08 | S | D | 1,459 | $227.57 | 689,411 | I By Trust | — | — | (F9) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $227.55 to $227.60, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (9). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 7 | Common | Common Stock | 2021-12-06 | S | D | 602 | $223.26 | 689,411 | I By Trust | — | — | (F6) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $223.17 to $223.41, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (6). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 8 | Common | Common Stock | 2021-12-08 | M | A | 57,920 | $61.14 | 747,331 | I By Trust | — | — | (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 9 | Common | Common Stock | 2021-12-08 | S | D | 27,831 | $225.39 | 719,500 | I By Trust | — | — | (F7) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $225.55 to $226.54 inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 10 | Common | Common Stock | 2021-12-08 | S | D | 28,630 | $226.91 | 690,870 | I By Trust | — | — | (F8) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $226.55 to $227.54, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (8). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 11 | Common | Common Stock | 2021-12-06 | S | D | 29,192 | $222.60 | 690,013 | I By Trust | — | — | (F5) These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Stephenson on August 24, 2021. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $222.15 to $223.13, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5). (F1) Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. |
| 12 | Derivative | Stock Option | 2021-12-06 | M | D | 15,275 | $0.00 | 173,760 | I By Trust | $61.14 · — to 2023-04-01 | 15,275 Common Stock | (F11) This stock option was granted under the Issuer's 2009 Equity Incentive Plan. (F13) Represents options held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. (F12) Immediately. |
| 13 | Derivative | Stock Option | 2021-12-06 | M | D | 57,920 | $0.00 | 115,840 | I By Trust | $61.14 · — to 2023-04-01 | 57,920 Common Stock | (F11) This stock option was granted under the Issuer's 2009 Equity Incentive Plan. (F13) Represents options held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. (F12) Immediately. |
| 14 | Derivative | Stock Option | 2021-12-08 | M | D | 57,920 | $0.00 | 57,920 | I By Trust | $61.14 · — to 2023-04-01 | 57,920 Common Stock | (F11) This stock option was granted under the Issuer's 2009 Equity Incentive Plan. (F13) Represents options held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. (F12) Immediately. |