Form 4 for SEER Seer, Inc.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001209191-21-068627 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-08 | 2021-12-07 | SEER | Horn David R. | CFO | M - OptEx | $3.47 | +28.8K | 234.4K | +14% | +$100.0K |
| D | 2021-12-08 | 2021-12-06 | SEER | Horn David R. | CFO | S - Sale+OE | $20.26 | -26.3K | 205.6K | -11% | -$532.3K |
| D | 2021-12-08 | 2021-12-07 | SEER | Horn David R. | CFO | M - OptEx | $0.00 | -28.8K | 140.7K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-07 | M | A | 28,818 | $3.47 | 234,410 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-06 | S | D | 26,273 | $20.26 | 205,592 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F3) Includes 899 shares of Class A Common Stock acquired under the Issuer's employee stock purchase plan on November 15, 2021. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-12-07 | M | D | 28,818 | $0.00 | 140,682 | D | $3.47 · — to 2030-07-28 | 28,818 Class A Common Stock | (F4) The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on July 28, 2021 and 1/48th of the shares vest monthly thereafter. |