Form 4 for QS QuantumScape Corp
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-07 · accession 0001209191-21-068876 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-12-09 | 2021-12-07 | QS | Prinz Fritz | Dir | S - Sale | $26.23 | -155.6K | 218.9K | -42% | -$4.08M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-07 | S | D | 93,210 | $26.23 | 906,790 | I By Friedrich Prinz and Gertrude Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.67 to $26.66, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F3) The Reporting Person transferred 1,000,000 shares of Class A Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly. |
| 2 | Common | Class A Common Stock | 2021-12-07 | S | D | 150 | $26.68 | 906,640 | I By Friedrich Prinz and Gertrude Prinz, Trustees of the Prinz Family Trust dated September 17, 2018 | — | — | (F4) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.67 to $26.68, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Class A Common Stock | 2021-12-07 | S | D | 31,020 | $26.23 | 218,980 | I By Marie Helene Prinz 2019 Trust dated June 17, 2019 | — | — | (F5) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.66 to $26.65, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 4 | Common | Class A Common Stock | 2021-12-07 | S | D | 100 | $26.66 | 218,880 | I By Marie Helene Prinz 2019 Trust dated June 17, 2019 | — | — | |
| 5 | Common | Class A Common Stock | 2021-12-07 | S | D | 31,020 | $26.23 | 218,980 | I By Benedikt Prinz 2019 Trust dated June 17, 2019 | — | — | (F5) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.66 to $26.65, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 6 | Common | Class A Common Stock | 2021-12-07 | S | D | 100 | $26.66 | 218,880 | I By Benedikt Prinz 2019 Trust dated June 17, 2019 | — | — |