Form 4 for RELL RICHARDSON ELECTRONICS, LTD.
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001209191-21-069019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-10 | 2021-12-08 | RELL | Diddell Wendy | COO, Dir | S - Sale+OE | $12.54 | -67.1K | 89.4K | -43% | -$841.3K |
| DM | 2021-12-10 | 2021-12-08 | RELL | Diddell Wendy | COO, Dir | M - OptEx | $7.30 | +67.1K | 154.1K | +77% | +$489.5K |
| DM | 2021-12-10 | 2021-12-08 | RELL | Diddell Wendy | COO, Dir | M - OptEx | $0.00 | -67.1K | 5,481 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | S | D | 67,086 | $12.54 | 89,438 | D | — | — | (F2) The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.68, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range. |
| 2 | Common | Common Stock | 2021-12-08 | M | A | 2,450 | $4.26 | 156,524 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-08 | M | A | 19,519 | $9.89 | 108,957 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-08 | M | A | 19,852 | $6.90 | 148,468 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-08 | M | A | 19,659 | $5.98 | 128,616 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-08 | M | A | 5,606 | $5.61 | 154,074 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-08 | M | D | 5,606 | $0.00 | 14,394 | D | $5.61 · — to 2029-07-22 | 5,606 Common Stock | (F6) Options vest 20% per year, beginning 07/22/2020 |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-08 | M | D | 2,450 | $0.00 | 17,550 | D | $4.26 · — to 2030-07-21 | 2,450 Common Stock | (F7) Options vest 20% per year, beginning 07/21/2021 |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-08 | M | D | 19,852 | $0.00 | 5,148 | D | $6.90 · — to 2026-10-03 | 19,852 Common Stock | (F5) Options vest 20% per year, beginning 10/03/2017 |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-08 | M | D | 19,659 | $0.00 | 5,341 | D | $5.98 · — to 2025-10-05 | 19,659 Common Stock | (F4) Options vest 20% per year, beginning 10/05/2016 |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-08 | M | D | 19,519 | $0.00 | 5,481 | D | $9.89 · — to 2024-10-06 | 19,519 Common Stock | (F3) Options vest 20% per year, beginning 10/06/2015 |