Form 4 for ALEC Alector, Inc.
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001209191-21-069130 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-10 | 2021-12-08+ | ALEC | SULIMAN SHEHNAAZ | Pres, COO | S - Sale+OE | $22.81 | -150.0K | 141.1K | -52% | -$3.42M |
| DM | 2021-12-10 | 2021-12-08+ | ALEC | SULIMAN SHEHNAAZ | Pres, COO | M - OptEx | $14.66 | +150.0K | 177.6K | +544% | +$2.20M |
| DM | 2021-12-10 | 2021-12-08+ | ALEC | SULIMAN SHEHNAAZ | Pres, COO | M - OptEx | $0.00 | -150.0K | 455.2K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | S | D | 72,357 | $22.80 | 105,241 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.36 to $23.35, inclusive. |
| 2 | Common | Common Stock | 2021-12-08 | M | A | 19,813 | $17.23 | 122,411 | D | — | — | (F1) Includes 755 shares acquired on December 1, 2020 and 1,843 shares acquired on June 1, 2021 pursuant to the Issuer's employee stock purchase plan. |
| 3 | Common | Common Stock | 2021-12-09 | M | A | 75,000 | $17.23 | 177,598 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-08 | S | D | 38,489 | $23.01 | 102,598 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.94 to $23.10, inclusive. |
| 5 | Common | Common Stock | 2021-12-09 | S | D | 2,643 | $23.40 | 102,598 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $23.44, inclusive. |
| 6 | Common | Common Stock | 2021-12-08 | M | A | 55,187 | $10.24 | 177,598 | D | — | — | |
| 7 | Common | Common Stock | 2021-12-08 | S | D | 36,511 | $22.56 | 141,087 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.94 to $22.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-12-08 | M | D | 19,813 | $0.00 | 530,187 | D | $17.23 · — to 2029-12-31 | 19,813 Common Stock | (F7) One-fourth of the shares subject to the option grant vested on December 9, 2020, and 1/48th vest monthly thereafter. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-12-08 | M | D | 55,187 | $0.00 | 134,026 | D | $10.24 · — to 2030-09-30 | 55,187 Common Stock | (F8) The shares subject to the option vest in 48 equal monthly installments beginning on November 1, 2020. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2021-12-09 | M | D | 75,000 | $0.00 | 455,187 | D | $17.23 · — to 2029-12-31 | 75,000 Common Stock | (F7) One-fourth of the shares subject to the option grant vested on December 9, 2020, and 1/48th vest monthly thereafter. |