Form 4 for NDAQ Nasdaq, Inc.

Accepted 2021-12-15 00:00:00 ET · period of report 2021-12-13 · accession 0001209191-21-069774 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-12-15	2021-12-13	NDAQ	FRIEDMAN ADENA T	Pres, CEO, Dir	G - Gift	$0.00	-49.0K	359.1K	-12%	$0
MI	2021-12-15	2021-12-13	NDAQ	FRIEDMAN ADENA T	Pres, CEO, Dir	G - Gift	$0.00	+49.0K	24.5K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.01 per share	2021-12-13	G	D	49,000	$0.00	359,079	D Held by The A.T. Friedman Irrevocable Trust No. 1	—	—	(F1) Represents (i) 114,349 shares or units of restricted stock, of which 81,584 are vested, (ii) 210,279 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014. (F2) Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
2	Common	Common Stock, par value $0.01 per share	2021-12-13	G	A	24,500	$0.00	24,500	I Held by The A.T. Friedman Irrevocable Trust No. 2	—	—	(F2) Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
3	Common	Common Stock, par value $0.01 per share	2021-12-13	G	A	24,500	$0.00	24,500	I	—	—