Form 4 for MCO Moody's Corporation
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001209191-21-069932 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-14 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $393.40 | +4.52 | 5,021 | +0.1% | +$1,778 |
| DM | 2021-12-16 | 2021-12-14 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $162.57 | +1.76 | 470.50 | +0.4% | +$286.12 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-14 | A | A | 4.52 | $393.40 | 5,020.75 | D | — | — | (F1) RSU deferred dividend reinvestment accrual. |
| 2 | Derivative | Dividend Equivalent | 2021-12-14 | A | A | 1.03 | $0.00 | 4.67 | D | — · — to — | 1.03 Common Stock | (F5) Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. |
| 3 | Derivative | Phantom Stock Units (Deferred Compensation) | 2021-12-14 | A | A | 0.73 | $391.94 | 470.50 | D | — · — to — | 0.73 Common Stock | (F2) Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. (F3) The security converts to common stock on a one-for-one basis. (F4) These units are to be settled in cash after the Reporting Person's retirement. |