Form 4 for MCO Moody's Corporation
Accepted 2021-12-16 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-069933 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-16 | 2021-11-05+ | MCO | MCDANIEL RAYMOND W | Dir | G - Gift | $0.00 | -23.3K | 54.9K | -30% | $0 |
| DMI | 2021-12-16 | 2021-11-16 | MCO | MCDANIEL RAYMOND W | Dir | G - Gift | $0.00 | +18.1K | 9,071 | New | $0 |
| D | 2021-12-16 | 2021-12-14 | MCO | MCDANIEL RAYMOND W | Dir | A - Grant | $0.00 | +1.40 | 6.36 | +28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | G | D | 5,185 | $0.00 | 73,018 | D Family Trust 1 | — | — | |
| 2 | Common | Common Stock | 2021-11-16 | G | D | 9,071 | $0.00 | 63,947 | D Family Trust 2 | — | — | |
| 3 | Common | Common Stock | 2021-11-16 | G | D | 9,071 | $0.00 | 54,876 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-16 | G | A | 9,071 | $0.00 | 9,071 | I | — | — | |
| 5 | Common | Common Stock | 2021-11-16 | G | A | 9,071 | $0.00 | 9,071 | I | — | — | |
| 6 | Derivative | Dividend Equivalent | 2021-12-14 | A | A | 1.40 | $0.00 | 6.36 | D | — · — to — | 1.40 Common Stock | (F2) Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. |