Form 4 for UNH UnitedHealth Group
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001209191-21-070043 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-16 | 2021-12-14 | UNH | HEMSLEY STEPHEN J | Dir | A - Grant | $0.00 | +36.98 | 664.3K | +0.0% | $0 | |
| I | 2021-12-16 | 2021-09-23 | UNH | HEMSLEY STEPHEN J | Dir | G - Gift | $0.00 | -183.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-14 | A | A | 36.98 | $0.00 | 664,321.98 | D by GRAT6 | — | — | (F1) Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest. (F3) Includes 143,750 UNH shares transferred from the Grantor Retained Annuity Trust #6 to the reporting person to satisfy an annuity payment on September 23, 2021. This transfer is exempt from Section 16 pursuant to Rule 16a-13. (F2) Amount of shares beneficially owned has been adjusted due to an administrative error. |
| 2 | Common | Common Stock | 2021-09-23 | G | D | 183,400 | $0.00 | 0 | I | — | — | (F4) On September 23, 2021, 143,750 UNH shares held in GRAT #6 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned. |