Form 4 for CPNG Coupang, Inc.
Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0001209191-21-070102 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-16 | 2021-12-14 | CPNG | Anand Gaurav | CFO | S - Sale+OE | $27.36 | -350.0K | 2.29M | -13% | -$9.58M |
| DM | 2021-12-16 | 2021-12-14 | CPNG | Anand Gaurav | CFO | M - OptEx | $1.99 | +576.8K | 2.64M | +28% | +$1.15M |
| DM | 2021-12-16 | 2021-12-14 | CPNG | Anand Gaurav | CFO | M - OptEx | $0.00 | -576.8K | 2.04M | -22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-14 | S | D | 350,000 | $27.36 | 2,287,500 | D | — | — | (F1) Includes 800,000 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 2 | Common | Class A Common Stock | 2021-12-14 | M | A | 120,000 | $1.98 | 2,199,500 | D | — | — | (F1) Includes 800,000 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Common | Class A Common Stock | 2021-12-14 | M | A | 18,750 | $1.93 | 2,079,500 | D | — | — | (F1) Includes 800,000 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Common | Class A Common Stock | 2021-12-14 | M | A | 438,000 | $1.99 | 2,637,500 | D | — | — | (F1) Includes 800,000 RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. |
| 5 | Derivative | Stock Option (right to buy) | 2021-12-14 | M | D | 120,000 | $0.00 | 30,000 | D | $1.98 · — to 2028-05-16 | 120,000 Class A Common Stock | (F4) 10% of the shares subject to the stock option vested on March 1, 2019, and 6.25% vest on each quarterly anniversary thereafter. The original stock option for 300,000 shares was exercised for an aggregate of 150,000 shares between October 21, 2020 and January 4, 2021. |
| 6 | Derivative | Stock Option (right to buy) | 2021-12-14 | M | D | 18,750 | $0.00 | 0 | D | $1.93 · — to 2027-11-16 | 18,750 Class A Common Stock | (F3) 25% of the shares subject to the stock option vested on October 1, 2018, 25% of the shares vested on October 1, 2019, and 6.25% vest on each quarterly anniversary thereafter. The original stock option for 100,000 shares was exercised for an aggregate of 81,250 shares between October 21, 2020 and January 11, 2021. |
| 7 | Derivative | Stock Option (right to buy) | 2021-12-14 | M | D | 438,000 | $0.00 | 2,040,000 | D | $1.99 · — to 2029-05-15 | 438,000 Class A Common Stock | (F5) 10.8% of the shares subject to the stock option vested on May 1, 2020, and 6.25% vest on each quarterly anniversary thereafter. The original stock option for 3,000,000 shares was exercised for an aggregate of 522,000 shares between October 30, 2020 and November 12, 2020 |