Form 4 for TDG TransDigm Group
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001209191-21-070124 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-12-17 | 2021-12-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $571.72 | -11.5K | 25.8K | -31% | -$6.57M |
| DI | 2021-12-17 | 2021-12-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $130.09 | +11.5K | 33.0K | +53% | +$1.50M |
| DI | 2021-12-17 | 2021-12-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -11.5K | 115.0K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | S | D | 1,743 | $573.68 | 22,257.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $573.35 - $574.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-12-15 | S | D | 405 | $574.58 | 21,852.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $574.35 - $575.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-12-15 | S | D | 105 | $576.01 | 21,747.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $575.45 - $576.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-12-15 | S | D | 100 | $581.34 | 21,647.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 5 | Common | Common Stock | 2021-12-15 | S | D | 100 | $583.05 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 6 | Common | Common Stock | 2021-12-15 | S | D | 1,800 | $572.84 | 24,000.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $572.34 - $573.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2021-12-15 | S | D | 861 | $568.66 | 32,186.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $568.09 - $569.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2021-12-15 | S | D | 1,836 | $569.82 | 30,350.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $569.19 - $570.1875. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2021-12-15 | S | D | 2,903 | $570.69 | 27,447.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $570.19 - $571.145. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2021-12-15 | S | D | 1,647 | $571.69 | 25,800.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $572.34 - $573.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2021-12-15 | M | A | 11,500 | $130.09 | 33,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 12 | Derivative | Stock Option | 2021-12-15 | M | D | 11,500 | $0.00 | 115,000 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $130.09 · 2016-09-30 to 2022-11-19 | 11,500 Common Stock |