Form 4 for WOR WORTHINGTON ENTERPRISES, INC.
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-17 · accession 0001209191-21-070477 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-20 | 2021-12-17 | WOR | HAYEK JOSEPH B | VP, CFO | G - Gift | $0.00 | -100 | 131.9K | -0.1% | $0 |
| D | 2021-12-20 | 2021-12-17 | WOR | HAYEK JOSEPH B | VP, CFO | A - Grant | $51.61 | +3 | 1,490 | +0.2% | +$154.83 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-12-17 | G | D | 100 | $0.00 | 131,905 | D | — | — | (F1) This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity. |
| 2 | Derivative | Phantom Stock Acquired Under Deferred Compensation Plan | 2021-12-17 | A | A | 3 | $51.61 | 1,490 | D | — · — to — | 3 Common Shares | (F6) The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on November 30, 2021. (F3) The account under the 2005 NQ Plan (defined in the footnote directly below) tracks common shares on a one-for-one basis. (F4) Prior to October 1, 2014, the account balances related to theoretical common shares could be immediately transferred to other investment options under the terms of the deferred compensation plan in which the reporting person participates. (F5) The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc. |