Form 4 for ONT Onterris, Inc.
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-16 · accession 0001209191-21-070622 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-20 | 2021-12-16 | ONT | Afsari Nasym | GC, Sec | A - Grant | $0.00 | +225.9K | 265.9K | +564% | $0 |
| D | 2021-12-20 | 2021-12-16 | ONT | Afsari Nasym | GC, Sec | A - Grant | $0.00 | +330.0K | 330.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-16 | A | A | 225,864 | $0.00 | 265,891 | D | — | — | (F1) The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 50% of the RSUs will vest on December 16, 2025, and the remaining 50% of the RSUs will vest on December 16, 2026, provided that the Reporting Person remains in continuous service on each vesting date. |
| 2 | Derivative | Stock Appreciation Right | 2021-12-16 | A | A | 330,000 | $0.00 | 330,000 | D | $66.79 · — to 2031-12-16 | 330,000 Common Stock | (F2) The stock appreciation rights are performance based and will vest on December 16, 2026, subject to the achievement of 20-day trading average stock prices of $133.58, $166.98 and $200.37 prior to the vesting date and subject to the Reporting Person's continued service on the vesting date. 1/3 of the stock appreciation rights will be earned upon achievement of each of the foregoing performance hurdles. |