Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-17 · accession 0001209191-21-070699 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-20 | 2021-12-17 | ASPN | Noetzel Mark L | Dir | M - OptEx | $6.61 | +10.2K | 90.3K | +13% | +$67.6K |
| D | 2021-12-20 | 2021-12-17 | ASPN | Noetzel Mark L | Dir | M - OptEx | $0.00 | -10.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-17 | M | A | 10,228 | $6.61 | 90,336 | D | — | — | |
| 2 | Derivative | Stock Option (Right-to-Buy) | 2021-12-17 | M | D | 10,228 | $0.00 | 0 | D | $6.61 · — to 2025-06-17 | 10,228 Common Stock | (F1) These options are fully vested and exercisable. |