Form 4 for PRSO Peraso Inc.
Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-17 · accession 0001209191-21-070855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-21 | 2021-12-17 | PRSO | Tomkins Alex | CTO | A - Grant | — | +9,127 | 9,127 | New | — |
| DM | 2021-12-21 | 2021-12-17 | PRSO | Tomkins Alex | CTO | A - Grant | — | +259.6K | 13.6K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-17 | A | A | 9,127 | — | 9,127 | D | — | — | (F1) The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. |
| 2 | Derivative | Stock Option (right to buy) | 2021-12-17 | A | A | 65,759 | — | 65,759 | D | $2.59 · — to 2031-12-16 | 65,759 Common Stock | (F1) The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. (F5) 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. |
| 3 | Derivative | Stock Option (right to buy) | 2021-12-17 | A | A | 166,656 | — | 166,656 | D | $2.59 · — to 2030-09-17 | 166,656 Common Stock | (F1) The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. (F5) 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021. |
| 4 | Derivative | Stock Option (right to buy) | 2021-12-17 | A | A | 13,571 | — | 13,571 | D | $2.59 · — to 2027-06-09 | 13,571 Common Stock | (F1) The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. (F4) 100% of the Options were fully vested on September 17, 2021. |
| 5 | Derivative | Stock Option (right to buy) | 2021-12-17 | A | A | 13,571 | — | 13,571 | D | $1.73 · — to 2014-11-17 | 13,571 Common Stock | (F1) The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021. (F3) 100% of the Options were fully vested on November 17, 2018. |