Form 4 for KOD Kodiak Sciences Inc.
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0001209191-21-070934 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-22 | 2021-12-20 | KOD | EHRLICH JASON | See Remarks | S - Sale+OE | $87.60 | -6,950 | 51.5K | -12% | -$608.8K |
| D | 2021-12-22 | 2021-12-20 | KOD | EHRLICH JASON | See Remarks | M - OptEx | $10.29 | +6,950 | 58.5K | +13% | +$71.5K |
| D | 2021-12-22 | 2021-12-20 | KOD | EHRLICH JASON | See Remarks | M - OptEx | $0.00 | -6,950 | 225.5K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-20 | S | D | 1,532 | $86.60 | 56,959 | D | — | — | (F2) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $86.085 to $87.025, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes. |
| 2 | Common | Common Stock | 2021-12-20 | S | D | 3,709 | $87.60 | 53,250 | D | — | — | (F3) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $87.06 to $88.035, inclusive. |
| 3 | Common | Common Stock | 2021-12-20 | S | D | 1,709 | $88.51 | 51,541 | D | — | — | (F4) The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $88.13 to $89.01, inclusive. |
| 4 | Common | Common Stock | 2021-12-20 | M | A | 6,950 | $10.29 | 58,491 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-12-20 | M | D | 6,950 | $0.00 | 225,488 | D | $10.29 · — to 2028-08-29 | 6,950 Common Stock | (F5) Twenty-five percent of the shares subject to the option vested on September 1, 2019, and 1/48th of the shares subject to the option vest on the same day of each month thereafter. |