Form 4 for BKKT Bakkt, Inc.
Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-21 · accession 0001209191-21-071138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-23 | 2021-12-21 | BKKT | Alexander Karen | CAO | A - Grant | $0.00 | +75.0K | 75.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-21 | A | A | 75,000 | $0.00 | 75,000 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. One-third of the RSUs shall vest on the one year anniversary of the grant date, and one-third of the RSUs shall vest annually thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vest date. |