Form 4 for RELL RICHARDSON ELECTRONICS, LTD.
Accepted 2021-12-27 00:00:00 ET · period of report 2021-12-23 · accession 0001209191-21-071235 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-27 | 2021-12-23 | RELL | Diddell Wendy | COO, Dir | M - OptEx | $7.47 | +1,600 | 89.9K | +2% | +$11.9K |
| D | 2021-12-27 | 2021-12-23 | RELL | Diddell Wendy | COO, Dir | S - Sale+OE | $12.53 | -1,600 | 89.4K | -2% | -$20.0K |
| DM | 2021-12-27 | 2021-12-23 | RELL | Diddell Wendy | COO, Dir | M - OptEx | $0.00 | -1,600 | 14.3K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-23 | M | A | 100 | $5.61 | 91,038 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-23 | M | A | 500 | $5.98 | 90,438 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-23 | M | A | 500 | $6.90 | 90,938 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-23 | M | A | 500 | $9.89 | 89,938 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-23 | S | D | 1,600 | $12.53 | 89,438 | D | — | — | (F2) The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.59, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-23 | M | D | 500 | $0.00 | 4,981 | D | $9.89 · — to 2024-10-06 | 500 Common Stock | (F3) Options vest 20% per year, beginning 10/06/2015 |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-23 | M | D | 500 | $0.00 | 4,841 | D | $5.98 · — to 2025-10-05 | 500 Common Stock | (F4) Options vest 20% per year, beginning 10/05/2016 |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-23 | M | D | 500 | $0.00 | 4,648 | D | $6.90 · — to 2026-10-03 | 500 Common Stock | (F5) Options vest 20% per year, beginning 10/03/2017 |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-23 | M | D | 100 | $0.00 | 14,294 | D | $5.61 · — to 2029-07-22 | 100 Common Stock | (F6) Options vest 20% per year, beginning 7/22/2020 |