Form 4 for ASAN Asana, Inc.
Accepted 2021-12-27 00:00:00 ET · period of report 2021-12-22 · accession 0001209191-21-071321 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-27 | 2021-12-22 | ASAN | Rosenstein Justin | Dir, 10% | C - Cnv Deriv | $0.00 | +3.00M | 4.24M | +241% | $0 |
| DM | 2021-12-27 | 2021-12-22 | ASAN | Rosenstein Justin | Dir, 10% | G - Gift | $0.00 | -625.5K | 3.62M | -15% | $0 |
| D | 2021-12-27 | 2021-12-22 | ASAN | Rosenstein Justin | Dir, 10% | C - Cnv Deriv | $0.00 | -3.00M | 16.78M | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-22 | C | A | 3,000,000 | $0.00 | 4,244,449 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-22 | G | D | 375,500 | $0.00 | 3,868,949 | D | — | — | (F2) Represents shares of Class A Common Stock that the Reporting Person donated as a gift to OneProject.org. The Reporting Person is an officer and director of OneProject.org. The Reporting Person does not have any pecuniary interest in any shares held by OneProject.org. |
| 3 | Common | Class A Common Stock | 2021-12-22 | G | D | 250,000 | $0.00 | 3,618,949 | D | — | — | (F3) Represents shares of Class A Common Stock that the Reporting Person donated as a gift to Fidelity Charitable. The Reporting Person does not exercise voting or investment control, directly or indirectly, over Fidelity Charitable or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by Fidelity Charitable. |
| 4 | Derivative | Class B Common Stock | 2021-12-22 | C | D | 3,000,000 | $0.00 | 16,775,285 | D | — · — to — | 3,000,000 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. |