Form 4 for RELL RICHARDSON ELECTRONICS, LTD.
Accepted 2021-12-28 00:00:00 ET · period of report 2021-12-27 · accession 0001209191-21-071362 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-28 | 2021-12-27 | RELL | Diddell Wendy | COO, Dir | M - OptEx | $7.09 | +18.3K | 99.3K | +23% | +$129.8K |
| D | 2021-12-28 | 2021-12-27 | RELL | Diddell Wendy | COO, Dir | S - Sale+OE | $12.56 | -18.3K | 89.4K | -17% | -$230.0K |
| DM | 2021-12-28 | 2021-12-27 | RELL | Diddell Wendy | COO, Dir | M - OptEx | $0.00 | -18.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-27 | M | A | 4,981 | $9.89 | 94,419 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-27 | S | D | 18,314 | $12.56 | 89,438 | D | — | — | (F2) The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.63, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range. |
| 3 | Common | Common Stock | 2021-12-27 | M | A | 1,550 | $4.26 | 107,752 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-27 | M | A | 2,294 | $5.61 | 106,202 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-27 | M | A | 4,648 | $6.90 | 103,908 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-27 | M | A | 4,841 | $5.98 | 99,260 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-27 | M | D | 1,550 | $0.00 | 16,000 | D | $4.26 · — to 2030-07-21 | 1,550 Common Stock | (F7) Options vest 20% per year, beginning 07/21/2021 |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-27 | M | D | 4,981 | $0.00 | 0 | D | $9.89 · — to 2024-10-06 | 4,981 Common Stock | (F3) Options vest 20% per year, beginning 10/06/2015 |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-27 | M | D | 4,841 | $0.00 | 0 | D | $5.98 · — to 2025-10-05 | 4,841 Common Stock | (F4) Options vest 20% per year, beginning 10/05/2016 |
| 10 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-27 | M | D | 2,294 | $0.00 | 12,000 | D | $5.61 · — to 2029-07-22 | 2,294 Common Stock | (F6) Options vest 20% per year, beginning 07/22/2020 |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-27 | M | D | 4,648 | $0.00 | 0 | D | $6.90 · — to 2026-10-03 | 4,648 Common Stock | (F5) Options vest 20% per year, beginning 10/03/2017 |