Form 4 for KR Kroger
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-28 · accession 0001209191-21-071445 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-29 | 2021-12-28 | KR | Kaufman Calvin J | SVP | S - Sale+OE | $44.25 | -16.3K | 150.4K | -10% | -$720.7K |
| D | 2021-12-29 | 2021-12-28 | KR | Kaufman Calvin J | SVP | M - OptEx | $10.98 | +16.3K | 166.7K | +11% | +$178.8K |
| D | 2021-12-29 | 2021-12-28 | KR | Kaufman Calvin J | SVP | M - OptEx | $0.00 | -16.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-28 | S | D | 16,288 | $44.25 | 150,397.62 | D | — | — | (F1) Between July 1, 2021 and September 30, 2021, the reporting person acquired 11.2231 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. |
| 2 | Common | Common Stock | 2021-12-28 | M | A | 16,288 | $10.98 | 166,685.62 | D | — | — | |
| 3 | Derivative | Non-Qualified Stock Option | 2021-12-28 | M | D | 16,288 | $0.00 | 0 | D | $10.98 · — to 2022-07-12 | 16,288 Common Stock | (F2) These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |