Form 4 for GOOGL Alphabet Inc. (Class A)
Accepted 2021-12-29 17:11:08 ET · period of report 2021-12-27 · accession 0001209191-21-071493 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-29 17:11 | 2021-09-30 | GOOGL | WALKER JOHN KENT | Pres, CLO, Gbl Affairs | G - Gift | $0.00 | -2,497 | 1 | -100% | $0 | |
| I | 2021-12-29 17:11 | 2021-09-30 | GOOGL | WALKER JOHN KENT | Pres, CLO, Gbl Affairs | G - Gift | $0.00 | +2,497 | 4,986 | +100% | $0 |
| M | 2021-12-29 17:11 | 2021-12-27 | GOOGL | WALKER JOHN KENT | Pres, CLO, Gbl Affairs | C - Cnv Deriv | $0.00 | 0 | 2,500 | New | $0 |
| M | 2021-12-29 17:11 | 2021-12-27 | GOOGL | WALKER JOHN KENT | Pres, CLO, Gbl Affairs | F - Tax | $2,942.85 | -2,457 | 1,324 | -65% | -$7.23M |
| MI | 2021-12-29 17:11 | 2021-12-29 | GOOGL | WALKER JOHN KENT | Pres, CLO, Gbl Affairs | S - Sale | $2,930.27 | -2,498 | 2,488 | -50% | -$7.32M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class C Capital Stock | 2021-09-30 | G | D | 2,497 | $0.00 | 1 | D | — | — | |
| 2 | Common | Class C Capital Stock | 2021-09-30 | G | A | 2,497 | $0.00 | 4,986 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | |
| 3 | Common | Class C Google Stock Units | 2021-12-27 | C | D | 1,175 | $0.00 | 19,792 | D | — | — | (F1) The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/8th of GSU grant vested on June 25, 2020 and an additional 1/16th of the grant vests quarterly on the 25th day of the month thereafter until the GSU are fully vested, subject to continued employment on the applicable vesting dates. (F2) Vesting of GSU, grant of which was previously reported in Form 4. |
| 4 | Common | Class C Google Stock Units | 2021-12-27 | F | D | 1,155 | $2,942.85 | 18,637 | D | — | — | (F1) The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/8th of GSU grant vested on June 25, 2020 and an additional 1/16th of the grant vests quarterly on the 25th day of the month thereafter until the GSU are fully vested, subject to continued employment on the applicable vesting dates. (F3) Shares withheld to satisfy tax obligations arising out of vesting of GSUs. |
| 5 | Common | Class C Google Stock Units | 2021-12-27 | C | D | 1,324 | $0.00 | 0 | D | — | — | (F4) 1/16th of GSU vested on March 25, 2018 and an additional 1/16th of the grant vests quarterly on the 25th day of the month thereafter until the GSU are fully vested, subject to continued employment on the applicable vesting dates. (F2) Vesting of GSU, grant of which was previously reported in Form 4. |
| 6 | Common | Class C Google Stock Units | 2021-12-27 | F | D | 1,302 | $2,942.85 | 1,324 | D | — | — | (F4) 1/16th of GSU vested on March 25, 2018 and an additional 1/16th of the grant vests quarterly on the 25th day of the month thereafter until the GSU are fully vested, subject to continued employment on the applicable vesting dates. (F3) Shares withheld to satisfy tax obligations arising out of vesting of GSUs. |
| 7 | Common | Class C Capital Stock | 2021-12-27 | C | A | 2,499 | $0.00 | 2,500 | D | — | — | (F2) Vesting of GSU, grant of which was previously reported in Form 4. |
| 8 | Common | Class C Capital Stock | 2021-12-29 | S | D | 287 | $2,923.30 | 4,699 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,922.91 to $2,923.90, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) through (13) to this Form 4. |
| 9 | Common | Class C Capital Stock | 2021-12-29 | S | D | 300 | $2,924.62 | 4,399 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,924.22 to $2,925.21, inclusive. |
| 10 | Common | Class C Capital Stock | 2021-12-29 | S | D | 200 | $2,925.76 | 4,199 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,925.59 to $2,926.58, inclusive. |
| 11 | Common | Class C Capital Stock | 2021-12-29 | S | D | 400 | $2,928.24 | 3,799 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,927.80 to $2,928.79, inclusive. |
| 12 | Common | Class C Capital Stock | 2021-12-29 | S | D | 200 | $2,930.65 | 3,599 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,930.21 to $2,931.20, inclusive. |
| 13 | Common | Class C Capital Stock | 2021-12-29 | S | D | 200 | $2,931.43 | 3,399 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,931.26 to $2,932.25, inclusive. |
| 14 | Common | Class C Capital Stock | 2021-12-29 | S | D | 100 | $2,932.98 | 3,299 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | |
| 15 | Common | Class C Capital Stock | 2021-12-29 | S | D | 311 | $2,934.44 | 2,988 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F12) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,934.15 to $2,935.14, inclusive. |
| 16 | Common | Class C Capital Stock | 2021-12-29 | S | D | 300 | $2,936.91 | 2,688 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | (F13) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,936.37 to $2,937.36, inclusive. |
| 17 | Common | Class C Capital Stock | 2021-12-29 | S | D | 100 | $2,937.42 | 2,588 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — | |
| 18 | Common | Class C Capital Stock | 2021-12-29 | S | D | 100 | $2,938.54 | 2,488 | I By Arete Trust, John Kent Walker and Diana Ruth Walsh, Trustees | — | — |