Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-28 · accession 0001209191-21-071529 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-29 | 2021-12-28 | UEIC | ARLING PAUL D | CEO, Dir | M - OptEx | $20.09 | +32.2K | 252.0K | +15% | +$646.9K |
| DI | 2021-12-29 | 2021-12-28 | UEIC | ARLING PAUL D | CEO, Dir | F - Tax | $41.16 | -23.5K | 228.4K | -9% | -$968.2K |
| D | 2021-12-29 | 2021-12-28 | UEIC | ARLING PAUL D | CEO, Dir | M - OptEx | $20.09 | -32.2K | 387.2K | -8% | -$646.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-28 | M | A | 32,200 | $20.09 | 251,964 | I By Trust - See Footnote #2 | — | — | (F1) Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 2 | Common | Common Stock | 2021-12-28 | F | D | 23,522 | $41.16 | 228,442 | I By Trust - See Footnote #2 | — | — | (F2) These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares. |
| 3 | Derivative | Employee Stock Option (Rt to Buy) | 2021-12-28 | M | D | 32,200 | $20.09 | 387,205 | D | $20.09 · 2013-08-08 to 2022-02-08 | 32,200 Common | (F1) Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |