Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0001209191-22-000787 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | SF | Marischen James M | CFO | M - OptEx | $0.00 | +8,350 | 45.9K | +22% | $0 |
| D | 2022-01-04 | 2021-12-31 | SF | Marischen James M | CFO | F - Tax | $70.00 | -3,737 | 42.1K | -8% | -$261.6K |
| D | 2022-01-04 | 2021-12-31 | SF | Marischen James M | CFO | M - OptEx | $0.00 | -8,350 | 26.6K | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 8,350 | $0.00 | 45,882 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 3,737 | $70.00 | 42,145 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2021-12-31 | M | D | 8,350 | $0.00 | 26,582 | D | $0.00 · — to — | 8,350 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |