Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0001209191-22-000843 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2021-12-31 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | +18.8K | 1.20M | +2% | $0 |
| D | 2022-01-04 | 2021-12-31 | SF | ZEMLYAK JAMES M | Co-Pres | F - Tax | $70.00 | -8,403 | 1.19M | -0.7% | -$588.2K |
| D | 2022-01-04 | 2021-12-31 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | -18.8K | 32.6K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 18,776 | $0.00 | 1,195,126 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 8,403 | $70.00 | 1,186,723 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2021-12-31 | M | D | 18,776 | $0.00 | 32,602 | D | $0.00 · — to — | 18,776 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |