Form 4 for EQH Equitable Holdings, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-03 · accession 0001209191-22-001035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2022-01-03 | EQH | HURD JEFFREY J | COO | S - Sale+OE | $33.25 | -15.0K | 62.9K | -19% | -$498.8K |
| D | 2022-01-04 | 2022-01-03 | EQH | HURD JEFFREY J | COO | M - OptEx | $21.34 | +15.0K | 77.9K | +24% | +$320.1K |
| D | 2022-01-04 | 2022-01-03 | EQH | HURD JEFFREY J | COO | M - OptEx | $0.00 | -15.0K | 224.8K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | S | D | 15,000 | $33.25 | 62,889.66 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F3) This transaction was executed in multiple trades at prices ranging from $33.1200 to $33.4700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes Restricted Stock Units. |
| 2 | Common | Common Stock | 2022-01-03 | M | A | 15,000 | $21.34 | 77,889.66 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F2) Includes Restricted Stock Units. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-01-03 | M | D | 15,000 | $0.00 | 224,833 | D | $21.34 · — to 2028-03-01 | 15,000 Common Stock | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. (F4) The options vested/vest in three installments beginning on March 1, 2021. |