Form 4/A for SPOK Spok Holdings, Inc
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0001209191-22-001074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAI | 2022-01-04 | 2021-12-31 | SPOK | KELLY VINCENT D | Pres, CEO, Dir | M - OptEx | $9.33 | +41.2K | 262.2K | +19% | +$384.1K |
| DAI | 2022-01-04 | 2021-12-31 | SPOK | KELLY VINCENT D | Pres, CEO, Dir | F - Tax | $9.33 | -19.4K | 242.9K | -7% | -$180.6K |
| DMAI | 2022-01-04 | 2021-12-31 | SPOK | KELLY VINCENT D | Pres, CEO, Dir | M - OptEx | $0.00 | -41.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 41,171 | $9.33 | 262,228 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 19,353 | $9.33 | 242,875 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 14,974 | $0.00 | 29,949 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust | — · — to — | 14,974 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F4) On December 31, 2021, 14,974 RSUs vested. The remaining 29,949 RSUs will vest on December 31, 2022 and December 31, 2023 (e.g. "three equal annual installments"). |
| 4 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 13,628 | $0.00 | 13,628 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust | — · — to — | 13,628 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F3) On December 31, 2021, 13,628 RSUs vested. The remaining 13,628 RSUs will vest on December 31, 2022 (e.g. "three equal annual installments"). |
| 5 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 12,569 | $0.00 | 0 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust | — · — to — | 12,569 Common Stock | (F1) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F2) On December 31, 2021, 12,569 RSUs vested. |