Form 4 for HLIO HELIOS TECHNOLOGIES, INC.
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-01 · accession 0001209191-22-001280 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-04 | 2022-01-01 | HLIO | Morgan Jason Lemar | Pres, CVT | M - OptEx | $0.00 | +1,126 | 1,341 | +525% | $0 |
| D | 2022-01-04 | 2022-01-01 | HLIO | Morgan Jason Lemar | Pres, CVT | F - Tax | $105.17 | -503 | 837.62 | -38% | -$52.9K |
| D | 2022-01-04 | 2022-01-03 | HLIO | Morgan Jason Lemar | Pres, CVT | A - Grant | $0.00 | +1,460 | 1,460 | New | $0 |
| D | 2022-01-04 | 2022-01-01 | HLIO | Morgan Jason Lemar | Pres, CVT | M - OptEx | $0.00 | -1,126 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-01 | M | A | 1,126 | $0.00 | 1,340.62 | D | — | — | (F1) Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (52.4474 during Q3 and Q4 of 2021). |
| 2 | Common | Common Stock | 2022-01-01 | F | D | 503 | $105.17 | 837.62 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-03 | A | A | 1,460 | $0.00 | 1,460 | D | — · — to — | 1,460 Common Stock | (F4) Each RSU represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date. |
| 4 | Derivative | Restricted Stock Units | 2022-01-01 | M | D | 1,126 | $0.00 | 0 | D | — · — to — | 1,126 Common Stock | (F3) Each RSU granted to reporting person on 1/1/2021 represents the right to receive, following vesting, one share of Common Stock. Unless earlier accelerated or forfeited under the terms of the RSU granted to reporting person on 1/1/2021, 100% of the awards vest and convert into Common Stock one year from the grant date. |