Form 4 for INCY Incyte
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-01 · accession 0001209191-22-001688 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2022-01-04 | INCY | SWAIN PAULA J | EVP, Human Resources | S - Sale+OE | $73.46 | -9,319 | 72.4K | -11% | -$684.6K |
| D | 2022-01-05 | 2022-01-04 | INCY | SWAIN PAULA J | EVP, Human Resources | M - OptEx | $73.21 | +9,319 | 81.7K | +13% | +$682.2K |
| D | 2022-01-05 | 2022-01-01 | INCY | SWAIN PAULA J | EVP, Human Resources | A - Grant | $0.00 | +8,678 | 72.4K | +14% | $0 |
| D | 2022-01-05 | 2022-01-04 | INCY | SWAIN PAULA J | EVP, Human Resources | M - OptEx | $0.00 | -9,319 | 10.9K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | S | D | 9,319 | $73.46 | 72,371 | D | — | — | (F3) Represents weighted average sale price. Actual sale prices ranged from $73.31 - $73.73. Reporting person undertakes to provide upon request by Securities and Exchange Commission, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within range indicated. (F4) Includes an aggregate of 33,663 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested. |
| 2 | Common | Common Stock | 2022-01-04 | M | A | 9,319 | $73.21 | 81,690 | D | — | — | (F2) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person. |
| 3 | Common | Common Stock | 2022-01-01 | A | A | 8,678 | $0.00 | 72,371 | D | — | — | (F1) Represents award of restricted stock units ("RSUs") that will vest 100% on December 31, 2025, subject to Paula Swain's continued service with the issuer through the applicable vesting dates. The RSUs may be settled only for shares of common stock on a one-for-one basis. |
| 4 | Derivative | Non Qualfied Stock Option (right to buy) | 2022-01-04 | M | D | 9,319 | $0.00 | 10,870 | D | $73.21 · — to 2022-01-07 | 9,319 Common Stock | (F5) Beginning January 8, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years. |