Form 4 for CERS CERUS CORP
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001209191-22-001994 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-05 | 2022-01-03 | CERS | Moore Carol | SVP Reg, Quality | M - OptEx | $3.66 | +19.1K | 200.3K | +11% | +$69.8K |
| D | 2022-01-05 | 2022-01-03 | CERS | Moore Carol | SVP Reg, Quality | S - Sale+OE | $7.00 | -19.1K | 181.3K | -10% | -$133.4K |
| D | 2022-01-05 | 2022-01-03 | CERS | Moore Carol | SVP Reg, Quality | M - OptEx | — | -19.1K | 150.9K | -11% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | M | A | 19,059 | $3.66 | 200,335 | D | — | — | (F1) This transaction was executed pursuant to a 10b5-1 plan. |
| 2 | Common | Common Stock | 2022-01-03 | S | D | 19,059 | $7.00 | 181,276 | D | — | — | (F2) This transaction was executed pursuant to a 10b5-1 plan. The sales occurred in multiple trades at prices ranging from $7.000 to $7.005. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Derivative | Option (Right to Buy) | 2022-01-03 | M | D | 19,059 | — | 150,941 | D | $3.66 · — to 2023-02-28 | 19,059 Common Stock | (F4) Not applicable. (F3) One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. |