Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2022-01-10 00:00:00 ET · period of report 2022-01-06 · accession 0001209191-22-002756 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-01-10 | 2022-01-06 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.6022 | +8,635 | 63.4K | +16% | +$5,200 |
| DM | 2022-01-10 | 2022-01-06 | OSS | Ison James | Chief Sales, Marketing Off | M - OptEx | $0.00 | -8,635 | 45.5K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-06 | M | A | 4,543 | $0.46 | 67,938 | I By Trust | — | — | (F1) These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. |
| 2 | Common | Common Stock | 2022-01-06 | M | A | 4,092 | $0.76 | 63,395 | I By Trust | — | — | (F1) These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 4,092 | $0.00 | 0 | D | $0.76 · — to 2022-09-30 | 4,092 Common Stock | (F3) The option is fully vested. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 4,543 | $0.00 | 45,457 | D | $0.46 · — to 2024-07-15 | 4,543 Common Stock | (F3) The option is fully vested. |