Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2022-01-10 00:00:00 ET · period of report 2022-01-06 · accession 0001209191-22-002770 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-10 | 2022-01-06 | OSS | POTASHNER KENNETH F | Dir | M - OptEx | $0.76 | +25.0K | 252.9K | +11% | +$19.0K |
| D | 2022-01-10 | 2022-01-06 | OSS | POTASHNER KENNETH F | Dir | M - OptEx | $0.00 | -25.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-06 | M | A | 25,000 | $0.76 | 252,866 | D | — | — | (F1) Includes 8,666 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions |
| 2 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 25,000 | $0.00 | 0 | D | $0.76 · — to 2022-01-17 | 25,000 Common Stock | (F2) The option is fully vested. |