Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2022-01-11 00:00:00 ET · period of report 2022-01-07 · accession 0001209191-22-002871 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-11 | 2022-01-07 | SF | Fisher Mark P | GC, SENIOR VP | M - OptEx | $0.00 | +8,904 | 43.7K | +26% | $0 |
| D | 2022-01-11 | 2022-01-07 | SF | Fisher Mark P | GC, SENIOR VP | F - Tax | $70.42 | -4,796 | 38.9K | -11% | -$337.7K |
| D | 2022-01-11 | 2022-01-07 | SF | Fisher Mark P | GC, SENIOR VP | M - OptEx | $0.00 | -8,904 | 26.8K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-07 | M | A | 8,904 | $0.00 | 43,696 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-07 | F | D | 4,796 | $70.42 | 38,900 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2022-01-07 | M | D | 8,904 | $0.00 | 26,775 | D | $0.00 · — to — | 8,904 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |