Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2022-01-11 00:00:00 ET · period of report 2022-01-07 · accession 0001209191-22-002897 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-11 | 2022-01-07 | SF | Michaud Thomas B. | SVP | M - OptEx | $0.00 | +18.6K | 139.4K | +15% | $0 |
| D | 2022-01-11 | 2022-01-07 | SF | Michaud Thomas B. | SVP | F - Tax | $70.42 | -7,483 | 131.9K | -5% | -$527.0K |
| D | 2022-01-11 | 2022-01-07 | SF | Michaud Thomas B. | SVP | M - OptEx | $0.00 | -18.6K | 43.4K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-07 | M | A | 18,614 | $0.00 | 139,425 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-07 | F | D | 7,483 | $70.42 | 131,942 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2022-01-07 | M | D | 18,614 | $0.00 | 43,430 | D | $0.00 · — to — | 18,614 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |