Form 4 for BX Blackstone Inc.
Accepted 2022-01-11 00:00:00 ET · period of report 2022-01-07 · accession 0001209191-22-002998 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-01-11 | 2021-12-27 | BX | Finley John G | CLO | G - Gift | $0.00 | -11.0K | 32.5K | -25% | $0 |
| D | 2022-01-11 | 2022-01-07 | BX | Finley John G | CLO | A - Grant | $0.00 | +23.7K | 361.2K | +7% | $0 |
| DI | 2022-01-11 | 2021-09-23 | BX | Finley John G | CLO | G - Gift | $0.00 | +81.0K | 81.0K | New | $0 |
| D | 2022-01-11 | 2021-09-23 | BX | Finley John G | CLO | G - Gift | $0.00 | -81.0K | 353.8K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-27 | G | D | 11,000 | $0.00 | 32,523 | I | — | — | |
| 2 | Common | Common Stock | 2022-01-07 | A | A | 23,663 | $0.00 | 361,152 | D See footnote | — | — | (F3) These shares are held by a limited liability company, of which the Reporting Person is the manager. |
| 3 | Derivative | Blackstone Holdings partnership units | 2021-09-23 | G | A | 80,964 | $0.00 | 80,964 | I | — · — to — | 80,964 Common Stock | (F7) A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. |
| 4 | Derivative | Blackstone Holdings partnership units | 2021-09-23 | G | D | 80,964 | $0.00 | 353,812 | D See footnote | — · — to — | 80,964 Common Stock | (F9) These securities are held by a trust for the benefit of the Reporting Person's spouse and descendants, of which the Reporting Person is the investment trustee. (F7) A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. |