Form 4 for RPM RPM INTERNATIONAL INC/DE/
Accepted 2022-01-14 00:00:00 ET · period of report 2022-01-12 · accession 0001209191-22-003380 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-14 | 2022-01-12 | RPM | Moore Edward W. | SVP, GC, CCO | M - OptEx | $62.69 | +25.0K | 79.9K | +46% | +$1.57M |
| D | 2022-01-14 | 2022-01-13 | RPM | Moore Edward W. | SVP, GC, CCO | S - Sale+OE | $91.91 | -5,565 | 54.9K | -9% | -$511.5K |
| D | 2022-01-14 | 2022-01-12 | RPM | Moore Edward W. | SVP, GC, CCO | D - Sale to Iss | $92.02 | -17.0K | 62.9K | -21% | -$1.57M |
| D | 2022-01-14 | 2022-01-12 | RPM | Moore Edward W. | SVP, GC, CCO | F - Tax | $92.02 | -2,400 | 60.5K | -4% | -$220.8K |
| DM | 2022-01-14 | 2022-01-12 | RPM | Moore Edward W. | SVP, GC, CCO | M - OptEx | $0.00 | -25.0K | 57.5K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2022-01-12 | M | A | 7,500 | $55.19 | 62,434 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2022-01-12 | M | A | 7,500 | $60.01 | 69,934 | D | — | — | |
| 3 | Common | Common Stock, $0.01 par value | 2022-01-12 | M | A | 5,000 | $62.17 | 74,934 | D | — | — | |
| 4 | Common | Common Stock, $0.01 par value | 2022-01-13 | S | D | 5,565 | $91.91 | 54,934 | D | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $91.75 - $92.06. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. (F2) Includes an aggregate of 5,297 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 12,218 vested restricted shares of Common Stock held in escrow until the reporting persons' retirement, and 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. |
| 5 | Common | Common Stock, $0.01 par value | 2022-01-12 | D | D | 17,035 | $92.02 | 62,899 | D | — | — | |
| 6 | Common | Common Stock, $0.01 par value | 2022-01-12 | F | D | 2,400 | $92.02 | 60,499 | D | — | — | |
| 7 | Common | Common Stock, $0.01 par value | 2022-01-12 | M | A | 5,000 | $78.49 | 79,934 | D | — | — | |
| 8 | Derivative | Stock Appreciation Rights | 2022-01-12 | M | D | 5,000 | $0.00 | 52,500 | D | $78.49 · 2021-07-22 to 2030-07-22 | 5,000 Common Stock | (F3) Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2018 and 2021 and expire 10 years from the date of grant. |
| 9 | Derivative | Stock Appreciation Rights | 2022-01-12 | M | D | 7,500 | $0.00 | 70,000 | D | $55.19 · 2021-07-17 to 2027-07-17 | 7,500 Common Stock | |
| 10 | Derivative | Stock Appreciation Rights | 2022-01-12 | M | D | 7,500 | $0.00 | 62,500 | D | $60.01 · 2021-07-16 to 2028-07-16 | 7,500 Common Stock | |
| 11 | Derivative | Stock Appreciation Rights | 2022-01-12 | M | D | 5,000 | $0.00 | 57,500 | D | $62.17 · 2021-07-18 to 2029-07-18 | 5,000 Common Stock |