Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2022-01-20 00:00:00 ET · period of report 2022-01-18 · accession 0001209191-22-004116 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-20 | 2022-01-18 | AXTA | Rohen Jeremy | SVP, Strategy, Business Dev | F - Tax | $31.91 | -1,176 | 1,869 | -39% | -$37.5K |
| D | 2022-01-20 | 2022-01-18 | AXTA | Rohen Jeremy | SVP, Strategy, Business Dev | M - OptEx | — | +3,045 | 3,045 | New | — |
| D | 2022-01-20 | 2022-01-18 | AXTA | Rohen Jeremy | SVP, Strategy, Business Dev | M - OptEx | $0.00 | -3,045 | 9,137 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-01-18 | F | D | 1,176 | $31.91 | 1,869 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 2 | Common | Common Shares | 2022-01-18 | M | A | 3,045 | — | 3,045 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2022-01-18 | M | D | 3,045 | $0.00 | 9,137 | D | — · — to — | 3,045 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On January 18, 2021, the reporting person was granted 12,182 restricted stock units, vesting 25% on each of the first and second anniversaries and 50% on the third anniversary of the grant date. |