Form 4 for BKKT Bakkt, Inc.
Accepted 2022-01-25 00:00:00 ET · period of report 2022-01-21 · accession 0001209191-22-004834 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-25 | 2022-01-21 | BKKT | LaBenne Andrew | CFO | A - Grant | $0.00 | +200.0K | 266.7K | +300% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-21 | A | A | 200,000 | $0.00 | 266,667 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. (F2) Includes 266,667 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. |