Form 4 for AA Alcoa Corp
Accepted 2022-01-26 00:00:00 ET · period of report 2022-01-24 · accession 0001209191-22-005066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-26 | 2022-01-25 | AA | Heeter Jeffrey D. | EVP, Gen. Counsel | S - Sale+OE | $60.31 | -29.4K | 56.5K | -34% | -$1.78M |
| DM | 2022-01-26 | 2022-01-25 | AA | Heeter Jeffrey D. | EVP, Gen. Counsel | M - OptEx | $41.63 | +29.4K | 68.5K | +75% | +$1.23M |
| D | 2022-01-26 | 2022-01-24 | AA | Heeter Jeffrey D. | EVP, Gen. Counsel | F - Tax | $58.02 | -2,127 | 56.5K | -4% | -$123.4K |
| DM | 2022-01-26 | 2022-01-25 | AA | Heeter Jeffrey D. | EVP, Gen. Counsel | M - OptEx | $41.63 | -29.4K | 0 | -100% | -$1.23M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-01-25 | S | D | 29,440 | $60.31 | 56,472 | D | — | — | (F2) The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.1000 - $60.5000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-01-25 | M | A | 6,130 | $27.96 | 85,912 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-01-25 | M | A | 11,260 | $53.30 | 79,782 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-01-25 | M | A | 12,050 | $37.68 | 68,522 | D | — | — | |
| 5 | Common | Common Stock, par value $0.01 per share | 2022-01-24 | F | D | 2,127 | $58.02 | 56,472 | D | — | — | (F1) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted share units granted in 2019. |
| 6 | Derivative | Employee Stock Options (right to buy) | 2022-01-25 | M | D | 11,260 | $53.30 | 0 | D | $53.30 · 2019-01-24 to 2028-01-24 | 11,260 Common Stock | (F3) This option vested in equal installments over three years beginning on the date shown. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-01-25 | M | D | 12,050 | $37.68 | 0 | D | $37.68 · 2018-02-02 to 2027-02-02 | 12,050 Common Stock | (F3) This option vested in equal installments over three years beginning on the date shown. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-01-25 | M | D | 6,130 | $27.96 | 0 | D | $27.96 · 2020-01-24 to 2029-01-24 | 6,130 Common Stock | (F3) This option vested in equal installments over three years beginning on the date shown. |