Form 4 for GS Goldman Sachs
Accepted 2022-01-27 00:00:00 ET · period of report 2022-01-25 · accession 0001209191-22-005209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-27 | 2022-01-25 | GS | ROGERS JOHN F.W. | EVP | M - OptEx | — | +19.8K | 97.9K | +25% | — |
| D | 2022-01-27 | 2022-01-25 | GS | ROGERS JOHN F.W. | EVP | F - Tax | $343.39 | -9,664 | 88.3K | -10% | -$3.32M |
| D | 2022-01-27 | 2022-01-25 | GS | ROGERS JOHN F.W. | EVP | M - OptEx | — | -19.8K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-01-25 | M | A | 19,840 | — | 97,933 | D | — | — | (F1) On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-01-25 | F | D | 9,664 | $343.39 | 88,269 | D | — | — | (F2) Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. |
| 3 | Derivative | Restricted Stock Units | 2022-01-25 | M | D | 19,840 | — | 0 | D | — · — to — | 19,840 Common Stock, par value $0.01 per share | (F1) On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. |