Form 4 for WT WisdomTree, Inc.
Accepted 2022-01-27 00:00:00 ET · period of report 2022-01-25 · accession 0001209191-22-005218 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-27 | 2022-01-25 | WT | Peck William Bradley | Head of Digital Assets | A - Grant | $0.00 | +43.2K | 98.9K | +78% | $0 |
| D | 2022-01-27 | 2022-01-25 | WT | Peck William Bradley | Head of Digital Assets | F - Tax | $0.00 | -7,312 | 91.6K | -7% | $0 |
| D | 2022-01-27 | 2022-01-25 | WT | Peck William Bradley | Head of Digital Assets | A - Grant | $0.00 | +14.4K | 14.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-25 | A | A | 43,193 | $0.00 | 98,877 | D | — | — | (F1) Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 14,397 shares on each of January 25, 2023 and 2024 and (ii) 14,399 shares on January 25, 2025. (F2) Includes restricted stock awards vesting as to (i) 14,397 shares on each of January 25, 2023 and 2024 and (ii) 14,399 shares on January 25, 2025. |
| 2 | Common | Common Stock | 2022-01-25 | F | D | 7,312 | $0.00 | 91,565 | D | — | — | (F3) Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes. (F2) Includes restricted stock awards vesting as to (i) 14,397 shares on each of January 25, 2023 and 2024 and (ii) 14,399 shares on January 25, 2025. |
| 3 | Derivative | Performance Based Restricted Stock Units | 2022-01-25 | A | A | 14,398 | $0.00 | 14,398 | D | $0.00 · 2025-01-25 to — | 14,398 Common Stock | (F5) (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable. (F4) On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). |