Form 4 for ESTC Elastic N.V.
Accepted 2022-01-27 00:00:00 ET · period of report 2022-01-25 · accession 0001209191-22-005231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-27 | 2022-01-25 | ESTC | Chadwick Jonathan | Dir | S - Sale+OE | $83.54 | -6,250 | 10.2K | -38% | -$522.1K |
| D | 2022-01-27 | 2022-01-25 | ESTC | Chadwick Jonathan | Dir | M - OptEx | $19.87 | +6,250 | 11.4K | +123% | +$124.2K |
| D | 2022-01-27 | 2022-01-25 | ESTC | Chadwick Jonathan | Dir | M - OptEx | $0.00 | -6,250 | 143.8K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-01-25 | S | D | 400 | $86.34 | 5,102 | D | — | — | (F6) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $85.84 to $86.69, inclusive. |
| 2 | Common | Ordinary Shares | 2022-01-25 | S | D | 800 | $84.82 | 5,502 | D | — | — | (F5) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $84.53 to $85.13, inclusive. |
| 3 | Common | Ordinary Shares | 2022-01-25 | S | D | 1,825 | $83.97 | 6,302 | D | — | — | (F4) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $83.49 to $84.46, inclusive. |
| 4 | Common | Ordinary Shares | 2022-01-25 | S | D | 2,088 | $82.92 | 8,127 | D | — | — | (F3) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $82.48 to $83.45, inclusive. |
| 5 | Common | Ordinary Shares | 2022-01-25 | M | A | 6,250 | $19.87 | 11,352 | D | — | — | |
| 6 | Common | Ordinary Shares | 2022-01-25 | S | D | 1,137 | $82.09 | 10,215 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.48 to $82.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4. |
| 7 | Derivative | Stock Option (right to buy) | 2022-01-25 | M | D | 6,250 | $0.00 | 143,750 | D | $19.87 · — to 2028-08-16 | 6,250 Ordinary Shares | (F7) The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the ordinary shares subject to the option vested on August 14, 2019 and 1/48th of the ordinary shares vest monthly thereafter. |